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GUESS INC — Director's Dealing 2016
Apr 1, 2016
32343_dirs_2016-04-01_55c3d817-0314-474c-a0d7-aee9ae18ae6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2016-03-30
Reporting Person: MARCIANO PAUL (Director, EC & Chief Creative Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-30 | Common Stock | A | 175866 | — | Acquired | 408742 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 370309 | Indirect |
| Common Stock | 339005 | Indirect |
| Common Stock | 8552318 | Indirect |
| Common Stock | 349491 | Indirect |
| Common Stock | 170666 | Indirect |
| Common Stock | 1481700 | Indirect |
| Common Stock | 105977 | Indirect |
Footnotes
F1: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
F2: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F3: Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
F4: Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
F5: Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
F6: Shares are held by Paul Marciano Special Exempt Trust, of which the reporting person has sole investment power.
F7: Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
F8: Share are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
F9: Shares are held by Exempt Gift Trust under the Next Step Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.