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GUESS INC — Director's Dealing 2014
Jan 17, 2014
32343_dirs_2014-01-16_618d5d40-1faf-40b5-9144-72b24cbbed63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2014-01-14
Reporting Person: MARCIANO MAURICE (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-14 | Common Stock | S | 259094 | $29.46 | Disposed | 6474292 | Indirect |
| 2014-01-15 | Common Stock | S | 495265 | $29.66 | Disposed | 5979027 | Indirect |
| 2014-01-16 | Common Stock | S | 245641 | $29.13 | Disposed | 5733386 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22136 | Direct |
| Common Stock | 1164971 | Indirect |
| Common Stock | 103801 | Indirect |
| Common Stock | 2000000 | Indirect |
| Common Stock | 1314361 | Indirect |
| Common Stock | 70 | Indirect |
| Common Stock | 1500000 | Indirect |
| Common Stock | 197504 | Indirect |
| Common Stock | 52264 | Indirect |
Footnotes
F1: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.15 to $29.875. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F2: Shares are held by the Maurice Marciano Trust (2006 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
F3: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.30 to $30.17. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F4: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.00 to $29.40. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F5: Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F6: Shares are held by Next Step Capital, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and certain others. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F7: Shares are held by Next Step Capital II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and certain others. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F8: Shares are held by Next Step GRAT III, of which the reporting person has sole investment power.
F9: Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
F10: Shares are held by CAROLEM Capital, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F11: Shares are held by G2 Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F12: Share are held by Exempt G2 Trust, of which the reporting person is sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.