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GUESS INC — Director's Dealing 2013
Oct 2, 2013
32343_dirs_2013-10-01_ec0536c4-492b-4594-ae3f-beff6fe72d45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2012-07-02
Reporting Person: MARCIANO PAUL (Director, Vice Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-01 | Common Stock | G | 52264 | — | Disposed | 1362633 | Indirect |
| 2012-07-02 | Common Stock | G | 52417 | — | Acquired | 52417 | Indirect |
| 2013-09-27 | Common Stock | S | 72500 | $30.15 | Disposed | 1509200 | Indirect |
| 2013-10-01 | Common Stock | S | 27500 | $30.05 | Disposed | 1481700 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 107925 | Direct |
| Common Stock | 266419 | Indirect |
| Common Stock | 6601759 | Indirect |
| Common Stock | 1164971 | Indirect |
| Common Stock | 170666 | Indirect |
Footnotes
F1: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F2: Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
F3: Shares are held by the Exempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee.
F4: Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
F5: Shares are held by the G4 GRAT, a grantor retained annuity trust of which the reporting person is the sole trustee and has exclusive pecuniary interest.
F6: Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
F7: Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
F8: Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.