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GUESS INC — Director's Dealing 2012
Dec 5, 2012
32343_dirs_2012-12-05_6340e947-09d4-421b-a3f4-10a161aa46cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2012-12-03
Reporting Person: SECOR DENNIS R (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | M | 20000 | $21.62 | Acquired | 76968 | Direct |
| 2012-12-03 | Common Stock | M | 10000 | $22.03 | Acquired | 86968 | Direct |
| 2012-12-03 | Common Stock | S | 30000 | $25.63 | Disposed | 56968 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-03 | Employee Stock Option (right to buy) | $21.62 | M | 20000 | Disposed | 2018-10-30 | Common Stock (20000) | Direct |
| 2012-12-03 | Employee Stock Option (right to buy) | $22.03 | M | 10000 | Disposed | 2019-04-14 | Common Stock (10000) | Direct |
Footnotes
F1: Includes 579 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
F2: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $25.525 to $25.76. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F3: This option vested in four equal installments on March 29, 2010 and October 30 of 2010, 2011 and 2012.
F4: As previously announced by the Issuer, Mr. Secor has resigned from his positions with the Issuer effective December 7, 2012. Under the terms of the Issuer's equity incentive plan, any vested options not exercised within 60 days of Mr. Secor's termination date shall be forfeited.
F5: This option vests in four equal installments on December 31 of 2009, 2010, 2011 and 2012.