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GUESS INC — Director's Dealing 2012
Dec 17, 2012
32343_dirs_2012-12-17_f8677b82-bc86-4e28-9d3b-4d5ef16376e2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2012-12-07
Reporting Person: Kershaw Nigel (Interim CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19911 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $41.12 | 2017-03-19 | Common Stock (425) | Direct | |
| Employee Stock Option (right to buy) | $41.71 | 2018-04-03 | Common Stock (1200) | Direct | |
| Employee Stock Option (right to buy) | $22.03 | 2019-04-14 | Common Stock (7500) | Direct | |
| Employee Stock Option (right to buy) | $47.94 | 2020-04-29 | Common Stock (2500) | Direct | |
| Employee Stock Option (right to buy) | $32.78 | 2020-06-24 | Common Stock (8000) | Direct | |
| Employee Stock Option (right to buy) | $38.90 | 2021-04-15 | Common Stock (4000) | Direct | |
| Employee Stock Option (right to buy) | $29.90 | 2022-01-06 | Common Stock (15000) | Direct | |
| Employee Stock Option (right to buy) | $31.36 | 2022-03-28 | Common Stock (6000) | Direct |
Footnotes
F1: Options to purchase 5,000 of such shares are fully vested. Option to purchase the remaining 2,500 shares vest on 12/31/2012.
F2: The option vests in four equal installments on each December 31 of 2010, 2011, 2012 and 2013.
F3: The option vests in four equal installments on each June 24 of 2011, 2012, 2013 and 2014.
F4: The option vests in four equal installments on each December 31 of 2011, 2012, 2013 and 2014.
F5: The option vests in four equal installments on each January 6 of 2013, 2014, 2015 and 2016.
F6: The option vests in four equal installments on each January 5 of 2013, 2014, 2015 and 2016.