AI assistant
GUESS INC — Director's Dealing 2010
Mar 24, 2010
32343_dirs_2010-03-24_8a22549c-5d2f-4e71-905b-1f994738875f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2010-03-22
Reporting Person: Relich Michael (SVP & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-22 | Common Stock | M | 5000 | $8.68 | Acquired | 24329 | Direct |
| 2010-03-22 | Common Stock | M | 1700 | $18.10 | Acquired | 26029 | Direct |
| 2010-03-22 | Common Stock | M | 5000 | $22.03 | Acquired | 31029 | Direct |
| 2010-03-22 | Common Stock | S | 11700 | $46.5001 | Disposed | 19329 | Direct |
| 2010-03-23 | Common Stock | M | 2325 | $41.12 | Acquired | 21654 | Direct |
| 2010-03-23 | Common Stock | M | 2300 | $41.71 | Acquired | 23954 | Direct |
| 2010-03-23 | Common Stock | S | 4625 | $48.305 | Disposed | 19329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-22 | Employee Stock Option (right to buy) | $8.68 | M | 5000 | Disposed | 2015-06-20 | Common Stock (5000) | Direct |
| 2010-03-22 | Employee Stock Option (right to buy) | $18.10 | M | 1700 | Disposed | 2016-03-06 | Common Stock (1700) | Direct |
| 2010-03-22 | Employee Stock Option (right to buy) | $22.03 | M | 5000 | Disposed | 2019-04-14 | Common Stock (5000) | Direct |
| 2010-03-23 | Employee Stock Option (right to buy) | $41.12 | M | 2325 | Disposed | 2017-03-19 | Common Stock (2325) | Direct |
| 2010-03-23 | Employee Stock Option (right to buy) | $41.71 | M | 2300 | Disposed | 2018-04-03 | Common Stock (2300) | Direct |
Footnotes
F1: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $46.50 to $46.51. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F2: The option vested in four equal installments on each December 31 of 2005, 2006, 2007 and 2008.
F3: Not Applicable.
F4: The option vested in four equal installments on each January 1 of 2007, 2008, 2009 and 2010.
F5: The option vests in four equal installments on each December 31 of 2009, 2010, 2011 and 2012.
F6: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $48.30 to $48.3066. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F7: The option vests in four equal installments on each January 31 of 2008, 2009, 2010 and 2011.
F8: The option vests in four equal installments on each December 31 of 2008, 2009, 2010 and 2011.