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GUESS INC — Director's Dealing 2010
Apr 8, 2010
32343_dirs_2010-04-07_a2cd48a9-7384-4bef-a54d-2038ccd83898.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GUESS INC (GES)
CIK: 0000912463
Period of Report: 2010-04-05
Reporting Person: MARCIANO MAURICE (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-05 | Common Stock | S | 175000 | $47.31 | Disposed | 13176928 | Indirect |
| 2010-04-06 | Common Stock | S | 305000 | $47.16 | Disposed | 12871928 | Indirect |
| 2010-04-06 | Common Stock | S | 89000 | $47.19 | Disposed | 2511000 | Indirect |
| 2010-04-07 | Common Stock | S | 180000 | $47.07 | Disposed | 2331000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-05 | Call Option (obligation to sell) | $50.00 | S | 3402 | Disposed | 2010-11-05 | Common Stock (340200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39150 | Direct |
| Common Stock | 1164970 | Indirect |
| Common Stock | 70 | Indirect |
Footnotes
F1: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.25 to $47.35. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F2: Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
F3: Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
F4: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.00 to $47.18. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
F5: Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
F6: Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.