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Guardant Health, Inc. — Director's Dealing 2021
Jan 6, 2021
30762_dirs_2021-01-05_2f7847b6-74ea-41e3-98a7-5fc15643b102.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Guardant Health, Inc. (GH)
CIK: 0001576280
Period of Report: 2021-01-01
Reporting Person: Eltoukhy Helmy (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-01 | COMMON STOCK | M | 565192 | — | Acquired | 3408645 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-01 | Performance-Based Restricted Stock Units | $ | M | 565192 | Disposed | 2027-05-26 | COMMON STOCK (565192.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 664020 | Indirect |
Footnotes
F1: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: One-third of the granted performance-based restricted stock units vested and converted into shares of common stock based on the Issuer's achievement of the stock price milestone, as certified by the Issuer's compensation committee on January 2, 2021.
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