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GSI TECHNOLOGY INC — Director's Dealing 2019
May 3, 2019
34144_dirs_2019-05-03_386d4d8d-df54-45d5-b2e2-d34ef224b592.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GSI TECHNOLOGY INC (GSIT)
CIK: 0001126741
Period of Report: 2019-05-03
Reporting Person: Yau Robert (Director, VP, Engin., Sect. & Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-03 | Common Stock | M | 10625 | $3.38 | Acquired | 1041147 | Indirect |
| 2019-05-03 | Common Stock | S | 10625 | $8.0549 | Disposed | 1030522 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-03 | Stock Option (right to buy) | $3.38 | M | 10625 | Disposed | 2019-05-11 | Common Stock (10625) | Direct |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.19, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.