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GrowGeneration Corp. — Director's Dealing 2021
Apr 6, 2021
34033_dirs_2021-04-06_a8f4f36e-f2bd-45f8-bfca-fcc56a0ea46b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2021-04-02
Reporting Person: LAMIRATO MONTY R (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-02 | Common Stock | M | 24038 | $4.16 | Acquired | 122567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-02 | Common Stock Option | $4.16 | M | 24038 | Acquired | 2024-12-31 | Common Stock (24038) | Direct |
Footnotes
F1: 24,038 shares issued upon exercise of common stock option pursuant to an Executive Employment Agreement dated November 5, 2019 by and between GrowGeneration Corp. (the "Company") and Monty Lamirato (the "Employment Agreement").
F2: The stock options described in footnote above vested January 1, 2021 and each option may be exercised at any time by Monty Lamirato in exchange for one share of the Company's common stock.
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