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GrowGeneration Corp. — Director's Dealing 2021
Apr 26, 2021
34033_dirs_2021-04-26_72023243-4cdc-4c05-9f59-76a3a2029ea0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2021-04-14
Reporting Person: Sullivan Tony (Chief Operating Officer (COO))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-14 | Common Stock | M | 22573 | $4.43 | Acquired | 130543 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-14 | Common Stock Option | $4.43 | M | 22573 | Acquired | 2025-11-03 | Common Stock (22573) | Direct |
Footnotes
F1: 22,573 shares of common stock were issued upon exercise of options granted pursuant to an Executive Employment Agreement dated November 4, 2019 by and between the Issuer and the Reporting Person.
F2: The stock options described in footnote 1 above vested on November 4, 2020 and each option may be exercised at any time by the Reporting Person in exchange for one share of the Issuer's common stock.
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