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GrowGeneration Corp. Director's Dealing 2021

Apr 26, 2021

34033_dirs_2021-04-26_72023243-4cdc-4c05-9f59-76a3a2029ea0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2021-04-14

Reporting Person: Sullivan Tony (Chief Operating Officer (COO))

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-14 Common Stock M 22573 $4.43 Acquired 130543 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-14 Common Stock Option $4.43 M 22573 Acquired 2025-11-03 Common Stock (22573) Direct

Footnotes

F1: 22,573 shares of common stock were issued upon exercise of options granted pursuant to an Executive Employment Agreement dated November 4, 2019 by and between the Issuer and the Reporting Person.

F2: The stock options described in footnote 1 above vested on November 4, 2020 and each option may be exercised at any time by the Reporting Person in exchange for one share of the Issuer's common stock.