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GrowGeneration Corp. — Director's Dealing 2021
May 18, 2021
34033_dirs_2021-05-17_639d9225-b6cc-4d46-9287-a1515888beba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2021-05-14
Reporting Person: Lampert Darren (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-14 | Common Stock | M | 126730 | $1.76 | Acquired | 1150118 | Direct |
| 2021-05-17 | Common Stock | M | 16667 | $3.59 | Acquired | 1166785 | Direct |
| 2021-05-17 | Common Stock | M | 16666 | $2.96 | Acquired | 1183451 | Direct |
| 2021-05-17 | Common Stock | M | 93219 | $4.10 | Acquired | 1276670 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | Option to purchase common stock | $1.76 | M | 42244 | Disposed | 2022-09-22 | Common Stock (44445) | Direct |
| 2021-05-14 | Option to purchase common stock | $1.76 | M | 42243 | Disposed | 2022-09-22 | Common Stock (44445) | Direct |
| 2021-05-14 | Option to purchase common stock | $1.76 | M | 42243 | Disposed | 2022-09-22 | Common Stock (44445) | Direct |
| 2021-05-17 | Option to purchase common stock | $3.59 | M | 8334 | Disposed | 2023-10-23 | Common Stock (8334) | Direct |
| 2021-05-17 | Option to purchase common stock | $3.59 | M | 8333 | Disposed | 2023-10-23 | Common Stock (8333) | Direct |
| 2021-05-17 | Option to purchase common stock | $2.96 | M | 16666 | Disposed | 2024-03-26 | Common Stock (16666) | Direct |
| 2021-05-17 | Option to purchase common stock | $4.10 | M | 93219 | Disposed | 2024-06-19 | Common Stock (93219) | Direct |
Footnotes
F1: 126,730 shares of common stock were issued pursuant to a cashless exercise of 133,335 stock options by the Reporting Person on May 14, 2021.
F2: Shares of common stock were issued pursuant to cash exercises of stock options by the Reporting Person on May 17, 2021
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