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GrowGeneration Corp. — Director's Dealing 2021
May 19, 2021
34033_dirs_2021-05-18_fe695526-91af-4da3-b546-5aca01690c78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2021-05-17
Reporting Person: Aiello Stephen (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-17 | Common Stock | M | 25000 | $1.80 | Acquired | 294143 | Direct |
| 2021-05-17 | Common Stock | M | 25000 | $3.59 | Acquired | 319143 | Direct |
| 2021-05-17 | Common Stock | M | 50000 | $2.96 | Acquired | 369143 | Direct |
| 2021-05-17 | Common Stock | M | 33334 | $4.63 | Acquired | 402477 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-17 | Option to purchase common stock | $1.80 | M | 8333 | Disposed | 2022-09-22 | Common Stock (8333) | Direct |
| 2021-05-17 | Option to purchase common stock | $1.80 | M | 8333 | Disposed | 2022-09-22 | Common Stock (8333) | Direct |
| 2021-05-17 | Option to purchase common stock | $1.80 | M | 8334 | Disposed | 2022-09-22 | Common Stock (8334) | Direct |
| 2021-05-17 | Option to purchase common stock | $3.59 | M | 8334 | Disposed | 2023-10-23 | Common Stock (8334) | Direct |
| 2021-05-17 | Option to purchase common stock | $3.59 | M | 8333 | Disposed | 2023-10-23 | Common Stock (8333) | Direct |
| 2021-05-17 | Option to purchase common stock | $3.59 | M | 8333 | Disposed | 2023-10-23 | Common Stock (8333) | Direct |
| 2021-05-17 | Option to purchase common stock | $2.96 | M | 16667 | Disposed | 2024-03-26 | Common Stock (16667) | Direct |
| 2021-05-17 | Option to purchase common stock | $2.96 | M | 16667 | Disposed | 2024-03-26 | Common Stock (16667) | Direct |
| 2021-05-17 | Option to purchase common stock | $2.96 | M | 16666 | Disposed | 2024-03-26 | Common Stock (16666) | Direct |
| 2021-05-17 | Option to purchase common stock | $4.63 | M | 16667 | Disposed | 2025-05-12 | Common Stock (16667) | Direct |
| 2021-05-17 | Option to purchase common stock | $4.63 | M | 16667 | Disposed | 2025-05-12 | Common Stock (16667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 196774 | Indirect |
Footnotes
F1: Shares of common stock were issued pursuant to cash exercises of stock options by the Reporting Person on May 17, 2021.
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