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GrowGeneration Corp. — Director's Dealing 2020
Jan 21, 2020
34033_dirs_2020-01-21_77c7b62d-f87c-4caf-ab4c-7363b35dd814.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2019-12-31
Reporting Person: LAMIRATO MONTY R (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock | A | 7500 | $4.10 | Acquired | 32500 | Direct |
| 2020-01-01 | Common Stock | A | 30000 | $4.15 | Acquired | 62500 | Direct |
| 2020-01-16 | Common Stock | M | 10835 | $2.25 | Acquired | 73335 | Direct |
| 2020-01-16 | Common Stock | M | 30652 | $1.90 | Acquired | 103987 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common stock option | $4.12 | 2024-11-16 | Common Stock (50000) | 50000 | Direct |
| Common stock option | $4.12 | 2024-11-16 | Common Stock (50000) | 100000 | Direct |
| Common stock option | $4.12 | 2014-11-16 | Common Stock (50000) | 150000 | Direct |
Footnotes
F1: Shares were acquired in a cashless exercise of common stock options granted on May 15, 2017 and vested on May 15, 2019
F2: Shares were acquired in a cashless exercise of common stock options granted December 31, 2018 and vested December 31, 2018
F3: Represents shares granted on December 31, 2019 and vested on December 31, 2019
F4: Shares were acquired pursuant to an employment agreement dated November 4, 2019, shares vested on January 1, 2020
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