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GrowGeneration Corp. Director's Dealing 2020

Jan 21, 2020

34033_dirs_2020-01-21_77c7b62d-f87c-4caf-ab4c-7363b35dd814.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2019-12-31

Reporting Person: LAMIRATO MONTY R (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-31 Common Stock A 7500 $4.10 Acquired 32500 Direct
2020-01-01 Common Stock A 30000 $4.15 Acquired 62500 Direct
2020-01-16 Common Stock M 10835 $2.25 Acquired 73335 Direct
2020-01-16 Common Stock M 30652 $1.90 Acquired 103987 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common stock option $4.12 2024-11-16 Common Stock (50000) 50000 Direct
Common stock option $4.12 2024-11-16 Common Stock (50000) 100000 Direct
Common stock option $4.12 2014-11-16 Common Stock (50000) 150000 Direct

Footnotes

F1: Shares were acquired in a cashless exercise of common stock options granted on May 15, 2017 and vested on May 15, 2019

F2: Shares were acquired in a cashless exercise of common stock options granted December 31, 2018 and vested December 31, 2018

F3: Represents shares granted on December 31, 2019 and vested on December 31, 2019

F4: Shares were acquired pursuant to an employment agreement dated November 4, 2019, shares vested on January 1, 2020