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GrowGeneration Corp. — Director's Dealing 2020
Mar 5, 2020
34033_dirs_2020-03-05_584b64b8-a1f4-4894-a701-a66ff070c166.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2020-03-03
Reporting Person: Gotham Green Partners LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-03 | Common Stock | S | 5311 | $5.52 | Disposed | 2481896 | Indirect |
| 2020-03-03 | Common Stock | S | 1327 | $5.52 | Disposed | 619375 | Indirect |
| 2020-03-04 | Common Stock | S | 5600 | $5.5003 | Disposed | 2476296 | Indirect |
| 2020-03-04 | Common Stock | S | 1400 | $5.5003 | Disposed | 617975 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1101135 | Indirect |
| Common Stock | 189187 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.45 to $5.56, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F3: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.