Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GrowGeneration Corp. Director's Dealing 2020

Mar 5, 2020

34033_dirs_2020-03-05_584b64b8-a1f4-4894-a701-a66ff070c166.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2020-03-03

Reporting Person: Gotham Green Partners LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-03 Common Stock S 5311 $5.52 Disposed 2481896 Indirect
2020-03-03 Common Stock S 1327 $5.52 Disposed 619375 Indirect
2020-03-04 Common Stock S 5600 $5.5003 Disposed 2476296 Indirect
2020-03-04 Common Stock S 1400 $5.5003 Disposed 617975 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1101135 Indirect
Common Stock 189187 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.45 to $5.56, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.