GrowGeneration Corp. — Director's Dealing 2020

Aug 20, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2020-08-19

Reporting Person: Aiello Stephen (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-19	Common Stock	J	96774	—	Acquired	246774	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-19	Warrant to purchase common stock	$3.50	J	48387	Acquired	2022-05-31	Common Stock (48387)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	269143	Direct

Footnotes

F1: On August 19, 2020, Aiello Family Trust received 96,774 shares of common stock of the Issuer and warrants to purchase 48,387 shares of common stock from Navy Capital Green Co-Invest Fund, LLC without the payment of consideration as an in-kind distribution.

F2: Following the distribution on August 19, 2020, the Reporting Person owns options to purchase 150,000 shares of common stock, and indirectly owns warrants to purchase a total of 48,387 shares of common stock through Aiello Family Trust.