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GrowGeneration Corp. — Director's Dealing 2020
Nov 25, 2020
34033_dirs_2020-11-24_dfd40e80-37cf-4ffa-aab9-ae97a9c3de0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2020-11-20
Reporting Person: Lampert Darren (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Common Stock | S | 142000 | $29.5728 | Disposed | 971914 | Direct |
| 2020-11-23 | Common Stock | S | 40000 | $31.0022 | Disposed | 931914 | Direct |
| 2020-11-23 | Common Stock | M | 31781 | $3.3684 | Acquired | 963695 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-23 | Option to purchase common stock | $3.59 | M | 8333 | Disposed | 2023-10-22 | Common Stock (8333) | Direct |
| 2020-11-23 | Option to purchase common stock | $2.96 | M | 16667 | Disposed | 2024-03-25 | Common Stock (16667) | Direct |
| 2020-11-23 | Option to purchase common stock | $4.10 | M | 6781 | Disposed | 2025-12-31 | Common Stock (6781) | Direct |
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