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GrowGeneration Corp. Director's Dealing 2020

Nov 25, 2020

34033_dirs_2020-11-24_32d9e74a-4c8a-4974-9f3b-90bb19d3d28d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GrowGeneration Corp. (GRWG)
CIK: 0001604868
Period of Report: 2020-11-20

Reporting Person: Sullivan Tony (COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-20 Common Stock A 40000 Acquired 80000 Direct
2020-11-20 Common Stock M 67970 $29.46 Acquired 147970 Direct
2020-11-23 Common Stock S 40000 $32.1232 Disposed 107970 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-20 Option to purchase common stock $4.43 M 80000 Disposed 2024-11-03 Common Stock (80000) Direct

Footnotes

F1: Reflects 67,970 shares acquired at the market price of $29.46 per share less an exercise price of $4.43 per share to fund the cashless exercise of 80,000 options owned by Mr. Sullivan, which cashless exercise was approved by the Board of Directors.