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Groupon, Inc. Regulatory Filings 2021

Sep 3, 2021

32275_rns_2021-09-03_1624cc9b-295e-4629-85cf-643206b91837.zip

Regulatory Filings

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 2, 2021

Commission File Number: 1-35335

Groupon, Inc.
(Exact name of registrant as specified in its charter)
Delaware 27-0903295
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)
600 W Chicago Avenue 60654
Suite 400 (Zip Code)
Chicago
Illinois (312) 334-1579
(Address of principal executive offices) (Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR

240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR

240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common stock, par value $0.0001 per share GRPN NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 406 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter)

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Jeremy Herauf, Chief Accounting Officer of Groupon, Inc. (the “Company”), notified the Company on September 2, 2021 of his decision to resign as Chief Accounting Officer in order to pursue a new opportunity. Mr. Herauf’s resignation will be effective September 17, 2021, and is unrelated to any disagreement with the Company. Melissa Thomas, Chief Financial Officer of the Company, will serve as the principal accounting officer until a successor is appointed.

Item 9.01. Financial Statements and Exhibits.

(d)
Exhibit No. Description
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: September 3, 2021
By: /s/ Melissa Thomas Name: Melissa Thomas Title: Chief Financial Officer