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Groupon, Inc. — Director's Dealing 2021
Jan 6, 2021
32275_dirs_2021-01-05_5d9a9add-c4cc-4d33-bb2a-63db0fd01d7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2021-01-01
Reporting Person: Gangadharan Manjunath (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-01 | Common Stock | M | 408 | — | Acquired | 2949 | Direct |
| 2021-01-01 | Common Stock | F | 142 | — | Disposed | 2807 | Direct |
| 2021-01-01 | Common Stock | M | 338 | — | Acquired | 3145 | Direct |
| 2021-01-01 | Common Stock | F | 117 | — | Disposed | 3028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-01 | Restricted Stock Units | $ | M | 408 | Disposed | Common Stock (408.0) | Direct | |
| 2021-01-01 | Restricted Stock Units | $ | F | 338 | Disposed | Common Stock (338.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 100% of the restricted stock units reported on this line will vest on January 1, 2021.
F4: The restricted stock units reported on this line will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Gangadharan's continued employment with the Company on the vesting date.