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Groupon, Inc. — Director's Dealing 2021
Apr 2, 2021
32275_dirs_2021-04-02_bbd9818b-45e9-45c5-bc2f-1c32979693a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2021-04-01
Reporting Person: Cooper Aaron Z. (Interim CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | M | 90000 | — | Acquired | 132911 | Direct |
| 2021-04-01 | Common Stock | F | 39870 | — | Disposed | 93041 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Restricted Stock Units | $ | M | 90000 | Disposed | Common Stock (90000.0) | Direct | |
| 2021-04-01 | Restricted Stock Units | $ | A | 58215 | Acquired | Common Stock (58215.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 90,000 of the RSUs reported on this line will vest on April 1, 2021, 90,000 RSUs will vest on April 1, 2022 and 20,000 RSUs will vest on December 31, 2022.
F4: The restricted stock units reported on this line will vest 50% on January 2, 2022 and the remainder will vest in four equal quarterly installments beginning on April 2, 2022, subject, in each case, to Mr. Cooper's continued employment with the Company through each vesting date.