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Groupon, Inc. — Director's Dealing 2020
Jan 6, 2020
32275_dirs_2020-01-06_fa7a70b9-08fd-41a9-936d-41ea67ea0970.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2020-01-02
Reporting Person: Thomas Melissa (Interim CFO, CAO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Stock | M | 2526 | — | Acquired | 86260 | Direct |
| 2020-01-02 | Common Stock | F | 1253 | $2.37 | Disposed | 85007 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Performance Share Units | $ | M | 2526 | Disposed | Common Stock (2526.0) | Direct |
Footnotes
F1: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.
F3: Each performance share unit represents a contingent right to receive one share of Common Stock.
F4: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018. 2,526 shares will vest on January 2, 2020 and 1,263 shares will vest on January 2, 2021, in each case subject to Ms. Thomas' continuous employment with the Company as of the vesting date.