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Groupon, Inc. Director's Dealing 2020

Feb 21, 2020

32275_dirs_2020-02-20_4c929770-815e-4507-9e4e-f9bbee10b9db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2020-02-18

Reporting Person: Thomas Melissa (Interim CFO, CAO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-18 Common Stock A 16398 Acquired 101405 Direct
2020-02-18 Common Stock F 7265 $3.05 Disposed 94140 Direct
2020-02-18 Common Stock A 12134 Acquired 106274 Direct
2020-02-18 Common Stock F 5376 $3.05 Disposed 100898 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-18 Performance Share Units $ A 36403 Acquired Common Stock (36403.0) Direct

Footnotes

F1: These do not represent new grants and are settlement of previously awarded non-derivative units granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.

F3: Each performance share unit represents a contingent right to receive one share of Common Stock.

F4: These units were previously awarded and do not represent new grants. They will vest in three equal installments beginning on January 2, 2021, in each case subject to Ms. Thomas' continuous employment as of the vesting date.