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Groupon, Inc. — Director's Dealing 2020
Feb 21, 2020
32275_dirs_2020-02-20_56f332a2-5ea9-449d-88d2-91839104ae42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2020-02-18
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-18 | Common Stock | M | 352367 | — | Acquired | 3856807 | Direct |
| 2020-02-18 | Common Stock | F | 156099 | $3.05 | Disposed | 3700708 | Direct |
| 2020-02-18 | Common Stock | M | 211802 | — | Acquired | 3912510 | Direct |
| 2020-02-18 | Common Stock | F | 93829 | $3.05 | Disposed | 3818681 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-18 | Performance Share Units | $ | M | 847215 | Acquired | Common Stock (847215.0) | Direct |
Footnotes
F1: These do not represent new grants and are settlement of previously awarded non-derivative units granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.
F3: Each performance share unit represents a contingent right to receive one share of Common Stock.
F4: These units were previously awarded and do not represent new grants. They will vest in four equal installments beginning on January 2, 2021, in each case subject to Mr. Williams' continuous employment as of the vesting date.