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Groupon, Inc. — Director's Dealing 2020
Mar 9, 2020
32275_dirs_2020-03-09_443d415d-be66-48ac-a2c3-cb56413f8168.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2020-03-05
Reporting Person: Thomas Melissa (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-05 | Common Stock | M | 6701 | — | Acquired | 113244 | Direct |
| 2020-03-05 | Common Stock | F | 2969 | $1.15 | Disposed | 110275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-05 | Restricted Stock Units | $ | M | 6701 | Disposed | Common Stock (6701.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date.