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Groupon, Inc. — Director's Dealing 2020
Mar 18, 2020
32275_dirs_2020-03-17_1ef5764a-57f0-4a9a-8dda-50e0729b269a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2020-03-15
Reporting Person: Drobny Dane A (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-15 | Common Stock | M | 36295 | — | Acquired | 821446 | Direct |
| 2020-03-15 | Common Stock | F | 16079 | $0.83 | Disposed | 805367 | Direct |
| 2020-03-15 | Common Stock | M | 36226 | — | Acquired | 841593 | Direct |
| 2020-03-15 | Common Stock | F | 16049 | $0.83 | Disposed | 825544 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-15 | Restricted Stock Units | $ | M | 36295 | Disposed | Common Stock (36295.0) | Direct | |
| 2020-03-15 | Restricted Stock Units | $ | M | 36226 | Disposed | Common Stock (36226.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.
F4: 36,226 of the restricted stock units reported on this line will vest on each of March 15, 2019 and March 15, 2020; 72,453 of the restricted stock units reported on this line will vest on March 15, 2021; and 36,227 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.