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Groupon, Inc. — Director's Dealing 2019
Mar 19, 2019
32275_dirs_2019-03-19_40318c7b-d15a-4fb7-94ae-d942d8a03140.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2019-03-15
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-15 | Common Stock | M | 232109 | — | Acquired | 3117402 | Direct |
| 2019-03-15 | Common Stock | F | 102825 | $3.53 | Disposed | 3014577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-15 | Restricted Stock Units | $ | M | 232109 | Disposed | Common Stock (232109.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 232,109 of the restricted stock units reported on this line vested on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through the vesting date.