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Groupon, Inc. — Director's Dealing 2019
Mar 19, 2019
32275_dirs_2019-03-19_2789807b-c954-49ab-ad81-a59d00348224.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2019-03-15
Reporting Person: Randolfi Michael O (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-15 | Common Stock | M | 56603 | — | Acquired | 568389 | Direct |
| 2019-03-15 | Common Stock | F | 25076 | $3.53 | Disposed | 543313 | Direct |
| 2019-03-15 | Common Stock | M | 14459 | — | Acquired | 557772 | Direct |
| 2019-03-15 | Common Stock | F | 4237 | $3.53 | Disposed | 553535 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-15 | Restricted Stock Units | $ | M | 56603 | Disposed | Common Stock (56603.0) | Direct | |
| 2019-03-15 | Restricted Stock Units | $ | M | 14459 | Disposed | Common Stock (14459.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 56,603 of the restricted stock units reported on this line vest on each of March 15, 2019 and March 15, 2020; 113,208 of the restricted stock units reported on this line will vest on March 15, 2021; and 56,604 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.
F4: 57,838 of the restricted stock units reported on this line vested in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.