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Groupon, Inc. — Director's Dealing 2019
Nov 5, 2019
32275_dirs_2019-11-04_6a8a9afe-710f-4e3f-9d66-337635bae25f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2019-10-31
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-31 | Common Stock | M | 190939 | — | Acquired | 3409561 | Direct |
| 2019-10-31 | Common Stock | F | 84586 | $2.78 | Disposed | 3324975 | Direct |
| 2019-10-31 | Common Stock | M | 163018 | — | Acquired | 3487993 | Direct |
| 2019-10-31 | Common Stock | F | 72217 | $2.78 | Disposed | 3415776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-31 | Restricted Stock Units | $ | M | 190939 | Disposed | Common Stock (190939.0) | Direct | |
| 2019-10-31 | Restricted Stock Units | $ | M | 163018 | Disposed | Common Stock (163018.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.
F4: 163,018 of the restricted stock units reported on this line will vest on October 31, 2019, and 652,076 of the restricted stock units reported on this line will vest annually in equal installments beginning on October 31, 2020 and ending on October 31, 2023, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.