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Groupon, Inc. — Director's Dealing 2018
Jan 4, 2018
32275_dirs_2018-01-03_91acdcd3-d016-4f8b-b17e-c3c0153e980f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2017-12-31
Reporting Person: Stevens Brian (CAO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-31 | Common Stock | M | 5550 | — | Acquired | 230643 | Direct |
| 2017-12-31 | Common Stock | F | 1793 | $5.10 | Disposed | 228850 | Direct |
| 2017-12-31 | Common Stock | M | 8000 | — | Acquired | 236850 | Direct |
| 2017-12-31 | Common Stock | F | 2584 | $5.10 | Disposed | 234266 | Direct |
| 2017-12-31 | Common Stock | M | 17735 | — | Acquired | 252001 | Direct |
| 2017-12-31 | Common Stock | F | 7667 | $5.10 | Disposed | 244334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Restricted Stock Units | $ | M | 5550 | Disposed | Common Stock (5550.0) | Direct | |
| 2017-12-31 | Restricted Stock Units | $ | M | 8000 | Disposed | Common Stock (8000.0) | Direct | |
| 2017-12-31 | Restricted Stock Units | $ | M | 17735 | Disposed | Common Stock (17735.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units vested quarterly in equal installments during calendar year 2017, beginning on March 31, 2017.
F4: The restricted stock units reported on this line vested quarterly in 5 equal installments, beginning on December 31, 2016.
F5: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017.