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Groupon, Inc. Director's Dealing 2018

Jan 4, 2018

32275_dirs_2018-01-03_ec669564-e2f8-4453-a28b-e9a49374e3e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2017-12-31

Reporting Person: Williams Rich (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-31 Common Stock M 25000 Acquired 2107691 Direct
2017-12-31 Common Stock F 11725 $5.10 Disposed 2095966 Direct
2017-12-31 Common Stock M 38038 Acquired 2134004 Direct
2017-12-31 Common Stock F 17840 $5.10 Disposed 2116164 Direct
2017-12-31 Common Stock M 66338 Acquired 2182502 Direct
2017-12-31 Common Stock F 31113 $5.10 Disposed 2151389 Direct
2017-12-31 Common Stock M 55152 Acquired 2206541 Direct
2017-12-31 Common Stock F 25867 $5.10 Disposed 2180674 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-31 Restricted Stock Units $ M 25000 Disposed Common Stock (25000.0) Direct
2017-12-31 Restricted Stock Units $ M 38038 Disposed Common Stock (38038.0) Direct
2017-12-31 Restricted Stock Units $ M 66338 Disposed Common Stock (66338.0) Direct
2017-12-31 Restricted Stock Units $ M 55152 Disposed Common Stock (55152.0) Direct

Footnotes

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: The restricted stock units reported on this line vested in equal increments on the last day of last month of each calendar quarter through December 31, 2017.

F4: 16,624 of the restricted stock units reported on this line vested on December 31, 2015, 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units vested quarterly in equal increments during calendar year 2017, beginning on March 31, 2017.

F5: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F6: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units vested quarterly in equal increments during calendar year 2017, beginning on March 31, 2017.