AI assistant
Groupon, Inc. — Director's Dealing 2018
Feb 14, 2018
32275_dirs_2018-02-14_70d780d3-0531-4685-a446-68d969bcc42c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2018-02-13
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-13 | Common Stock | A | 35252 | — | Acquired | 2215926 | Direct |
| 2018-02-13 | Common Stock | F | 15867 | $5.20 | Disposed | 2200059 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-13 | Restricted Stock Units | $ | A | 815094 | Acquired | Common Stock (815094.0) | Direct |
Footnotes
F1: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2017, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.
F3: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F4: 163,018 of the restricted stock units reported on this line will vest on October 31, 2019, and 652,076 of the restricted stock units reported on this line will vest annually in equal installments beginning on October 31, 2020 and ending on October 31, 2023, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.