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Groupon, Inc. — Director's Dealing 2018
Mar 16, 2018
32275_dirs_2018-03-16_7a15a6d3-c4dd-436b-afac-98b1d6ba7e8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2018-03-15
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | M | 298675 | — | Acquired | 2498734 | Direct |
| 2018-03-15 | Common Stock | F | 132314 | $4.55 | Disposed | 2366420 | Direct |
| 2018-03-15 | Common Stock | A | 942 | — | Acquired | 2367362 | Direct |
| 2018-03-15 | Common Stock | F | 418 | $4.55 | Disposed | 2366944 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Restricted Stock Units | $ | M | 298675 | Disposed | Common Stock (298675.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Restricted stock units earned as part of an annual incentive program and granted in accordance with the terms of the Groupon, Inc. 2011 Incentive Plan. These restricted stock units are immediately vested.
F3: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F4: 500,000 of the restricted stock units reported on this line vested in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units reported on this line vested on March 15, 2018; 232,109 of the restricted stock units reported on this line will vest on March 15, 2019; and 177,043 of the restricted stock units reported on this line will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.