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Groupon, Inc. — Director's Dealing 2018
Dec 19, 2018
32275_dirs_2018-12-18_0f10f3d6-eed5-4af3-85d0-345b2c1ba75c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2018-12-15
Reporting Person: Randolfi Michael O (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-15 | Common Stock | M | 14460 | — | Acquired | 454786 | Direct |
| 2018-12-15 | Common Stock | F | 6406 | $3.14 | Disposed | 448380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-15 | Restricted Stock Units | $ | M | 14460 | Disposed | Common Stock (14460.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.