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Groupon, Inc. Director's Dealing 2017

Jan 5, 2017

32275_dirs_2017-01-04_94039743-6bc6-40a9-95a6-39730ea20133.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-12-31

Reporting Person: Stevens Brian (CAO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-31 Common Stock M 6792 Acquired 169857 Direct
2016-12-31 Common Stock F 2588 $3.32 Disposed 167269 Direct
2016-12-31 Common Stock M 12718 Acquired 179987 Direct
2016-12-31 Common Stock F 4846 $3.32 Disposed 175141 Direct
2016-12-31 Common Stock M 25000 Acquired 200141 Direct
2016-12-31 Common Stock F 10791 $3.32 Disposed 189350 Direct
2016-12-31 Common Stock M 8000 Acquired 197350 Direct
2016-12-31 Common Stock F 3048 $3.32 Disposed 194302 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-31 Restricted Stock Units $ M 6792 Disposed Common Stock (6792.0) Direct
2016-12-31 Restricted Stock Units $ M 12718 Disposed Common Stock (12718.0) Direct
2016-12-31 Restricted Stock Units $ M 25000 Disposed Common Stock (25000.0) Direct
2016-12-31 Restricted Stock Units $ M 8000 Disposed Common Stock (8000.0) Direct

Footnotes

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F4: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F5: 25,000 of the restricted stock units reported on this line vested on June 1, 2016, and 25,000 of the restricted stock units reported on this line vested on December 31, 2016.

F6: The restricted stock units reported on this line will vest quarterly in five equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.