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Groupon, Inc. — Director's Dealing 2017
Feb 16, 2017
32275_dirs_2017-02-15_3bb38a71-f089-4763-9e1e-f4bc8aaa9e68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2017-02-14
Reporting Person: Randolfi Michael O (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-14 | Common Stock | A | 93089 | — | Acquired | 93089 | Direct |
| 2017-02-14 | Common Stock | F | 29829 | $3.78 | Disposed | 63260 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-14 | Restricted Stock Units | $ | A | 182741 | Acquired | Common Stock (182741.0) | Direct |
Footnotes
F1: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2016, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.
F3: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F4: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.