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Groupon, Inc. — Director's Dealing 2017
Mar 16, 2017
32275_dirs_2017-03-16_9182aa3d-95e4-4661-876d-e00ba1cac9aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2017-03-14
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Common Stock | M | 3000 | — | Acquired | 1517187 | Direct |
| 2017-03-14 | Common Stock | F | 1372 | $3.93 | Disposed | 1515815 | Direct |
| 2017-03-15 | Common Stock | M | 125000 | — | Acquired | 1640815 | Direct |
| 2017-03-15 | Common Stock | F | 57125 | $4 | Disposed | 1583690 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000.0) | Direct | |
| 2017-03-15 | Restricted Stock Units | $ | M | 125000 | Disposed | Common Stock (125000.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: The restricted stock units reported on this line vested in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017.
F4: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.