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Groupon, Inc. Director's Dealing 2016

Jan 5, 2016

32275_dirs_2016-01-04_705694b6-9557-47d6-8a2a-d7a3a39bd7dd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2015-12-31

Reporting Person: Williams Rich (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-31 Class A Common Stock M 25000 Acquired 890970 Direct
2015-12-31 Class A Common Stock F 11426 $3.07 Disposed 879544 Direct
2015-12-31 Class A Common Stock M 16624 Acquired 896168 Direct
2015-12-31 Class A Common Stock F 7598 $3.07 Disposed 888570 Direct
2015-12-31 Class A Common Stock M 118250 Acquired 1006820 Direct
2015-12-31 Class A Common Stock F 54041 $3.07 Disposed 952779 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-31 Restricted Stock Units $ M 25000 Disposed Class A Common Stock (25000.0) Direct
2015-12-31 Restricted Stock Units $ M 16624 Disposed Class A Common Stock (16624.0) Direct
2015-12-31 Restricted Stock Units $ M 118250 Disposed Class A Common Stock (118250.0) Direct

Footnotes

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

F4: 16,624 of the restricted stock units reported on this line vested on December 31, 2015; 68,900 of the restricted stock units reported on this line will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F5: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units reported on this line will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.