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Groupon, Inc. — Director's Dealing 2016
Apr 5, 2016
32275_dirs_2016-04-04_c9598b09-ea7b-4ab3-af72-d16f6deacb1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-03-31
Reporting Person: Kayman Brian (Interim CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-31 | Class A Common Stock | M | 7538 | — | Acquired | 299617 | Direct |
| 2016-03-31 | Class A Common Stock | F | 2345 | $3.99 | Disposed | 297272 | Direct |
| 2016-03-31 | Class A Common Stock | M | 14000 | — | Acquired | 311272 | Direct |
| 2016-03-31 | Class A Common Stock | F | 4354 | $3.99 | Disposed | 306918 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-31 | Restricted Stock Units | $ | M | 7538 | Disposed | Class A Common Stock (7538.0) | Direct | |
| 2016-03-31 | Restricted Stock Units | $ | M | 14000 | Disposed | Class A Common Stock (14000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 43 | Indirect |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: 4,563 of the restricted stock units reported on this line vested on December 31, 2015, 30,150 restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 8,788 restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, subject to Mr. Kayman's continued employment with the Company through each vesting date.
F4: 56,000 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 68,503 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Kayman's continued employment with the Company through each vesting date.