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Groupon, Inc. — Director's Dealing 2016
Jun 3, 2016
32275_dirs_2016-06-03_8f3792df-e1ec-4bb9-90bc-38f747624e95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-06-01
Reporting Person: Stevens Brian (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-01 | Class A Common Stock | S | 10000 | $3.50 | Disposed | 117170 | Direct |
| 2016-06-01 | Class A Common Stock | M | 25000 | — | Acquired | 142170 | Direct |
| 2016-06-01 | Class A Common Stock | F | 7775 | $3.54 | Disposed | 134395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-01 | Restricted Stock Units | $ | M | 25000 | Disposed | Class A Common Stock (25000.0) | Direct |
Footnotes
F1: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F3: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F4: 25,000 of the restricted stock units reported on this line vested on June 1, 2016, and 25,000 of the restricted stock units reported on this line will vest on December 31, 2016, subject to Mr. Stevens' continued employment with the Company through the vesting date.