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Groupon, Inc. — Director's Dealing 2016
Oct 5, 2016
32275_dirs_2016-10-04_b7f8e3d6-1b21-4bd5-98fe-21ea49fb80f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-09-30
Reporting Person: Stevens Brian (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Class A Common Stock | M | 6792 | — | Acquired | 166415 | Direct |
| 2016-09-30 | Class A Common Stock | F | 2113 | $5.15 | Disposed | 164302 | Direct |
| 2016-09-30 | Class A Common Stock | M | 12719 | — | Acquired | 177021 | Direct |
| 2016-09-30 | Class A Common Stock | F | 3956 | $5.15 | Disposed | 173065 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Restricted Stock Units | $ | M | 6792 | Disposed | Class A Common Stock (6792.0) | Direct | |
| 2016-09-30 | Restricted Stock Units | $ | M | 12719 | Disposed | Class A Common Stock (12719.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.
F4: 50,874 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.