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Groupon, Inc. — Director's Dealing 2016
Oct 5, 2016
32275_dirs_2016-10-04_0eacb0e2-4a52-44eb-a605-40e20f77e57c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-09-30
Reporting Person: Drobny Dane A (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Class A Common Stock | M | 25925 | — | Acquired | 346057 | Direct |
| 2016-09-30 | Class A Common Stock | F | 10121 | $5.15 | Disposed | 335936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Restricted Stock Units | $ | M | 25925 | Disposed | Class A Common Stock (25925.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: 103,700 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.