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Groupon, Inc. — Director's Dealing 2016
Oct 14, 2016
32275_dirs_2016-10-14_a4921a5f-3375-4a5e-842c-850a6cdb099f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-10-12
Reporting Person: Sullivan James (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-12 | Class A Common Stock | M | 46833 | — | Acquired | 346611 | Direct |
| 2016-10-12 | Class A Common Stock | F | 24438 | $5 | Disposed | 322173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-12 | Restricted Stock Units | $ | M | 46833 | Disposed | Class A Common Stock (46833.0) | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.