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Groupon, Inc. — Director's Dealing 2016
Dec 6, 2016
32275_dirs_2016-12-05_fa3c2b87-742c-45d6-aa8a-4008e1bf6fac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2016-12-01
Reporting Person: Williams Rich (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-01 | Common Stock | M | 18750 | — | Acquired | 1351728 | Direct |
| 2016-12-01 | Common Stock | F | 8569 | $3.75 | Disposed | 1343159 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | Restricted Stock Units | $ | M | 18750 | Disposed | Common Stock (18750.0) | Direct |
Footnotes
F1: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock.
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F3: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F4: 153,750 of the restricted stock units reported on this line vested on June 1, 2015, and the remainder of the restricted stock units vested quarterly in equal increments through December 1, 2016.