Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Groupon, Inc. Director's Dealing 2015

Jun 4, 2015

32275_dirs_2015-06-03_007ecc17-d3ad-461c-9461-3ff49fa0889c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2015-06-01

Reporting Person: Williams Rich (COO & President, North America)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-01 Class A Common Stock M 153750.0000 $6.2800 Acquired 792925.0000 Direct
2015-06-01 Class A Common Stock F 69567.0000 $6.2800 Disposed 723358.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-01 Restricted Stock Units $ M 153750.0000 Disposed Class A Common Stock (153750.0000) Direct
2015-06-03 Restricted Stock Units $ A 420559.0000 Acquired Class A Common Stock (420559.0000) Direct

Footnotes

F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3: 153,750 of the restricted stock units reported on this line vested on June 1, 2015, and the remainder of the restricted stock units will vest quarterly in equal increments through December 1, 2016, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F4: 118,250 of the restricted stock units granted to Mr. Williams on June 3, 2015 will vest on December 31, 2015, 81,700 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F5: See footnote 4. In addition, 16,624 of the restricted stock units granted to Mr. Williams on May 4, 2015 will vest on December 31, 2015, 68,900 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.