AI assistant
Groupon, Inc. — Director's Dealing 2014
Jan 14, 2014
32275_dirs_2014-01-14_4f9d483f-6cc0-4add-94dd-b8cbdc15cdaf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2014-01-10
Reporting Person: RAMAN KAL (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-10 | Class A Common Stock | M | 50000.0000 | $11.5600 | Acquired | 232110.0000 | Direct |
| 2014-01-10 | Class A Common Stock | F | 18825.0000 | $11.5600 | Disposed | 213285.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-10 | Restricted Stock Units | $ | A | 200000.0000 | Acquired | Class A Common Stock (200000.0000) | Direct | |
| 2014-01-10 | Restricted Stock Units | $ | M | 50000.0000 | Disposed | Class A Common Stock (50000.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (375000.0000) | 375000.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (750000.0000) | 750000.0000 | Direct |
Footnotes
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: 50,000 restricted stock units reported on this line vested on January 10, 2014. 100,000 of the remaining restricted stock units will vest on June 15, 2014 and 50,000 of the remaining restricted stock units will vest on December 15, 2014, in each case subject to Mr. Raman's continued employment with the Issuer through each vesting date.
F4: Twenty-five percent (25%) of the restricted stock units reported on this line will vest on May 7, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on August 7, 2013, subject to Mr. Raman's continued employment with the Company through each vesting date.
F5: Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Raman's continued employment with the Company through each vesting date.