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Groupon, Inc. — Director's Dealing 2013
Aug 7, 2013
32275_dirs_2013-08-07_cf6e15be-12a4-4edf-ae7c-bca7b046ad47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2013-08-06
Reporting Person: Leonsis Theodore (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-06 | Restricted Stock Units | $ | A | 112000.0000 | Acquired | Class A Common Stock (112000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 681546.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Unit Award (Right to Receive) | $0.0000 | Class A Common Stock (15420.0710) | 15420.0710 | Direct | |
| Stock Option (Right to Buy) | $0.0467 | 2019-06-11 | Class A Common Stock (1200000.0000) | 1200000.0000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2: 25% of the restricted stock units reported on this line will vest on September 1, 2013, and the remainder of the restricted stock units will vest in equal increments at the end of each of the following three quarters, beginning December 1, 2013.
F3: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directorsand any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.
F4: The options reported on this line vested in three equal installments on June 11, 2009, June 11, 2010 and June 11, 2011.