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Groupon, Inc. — Director's Dealing 2013
Nov 18, 2013
32275_dirs_2013-11-18_23184467-cf0d-47f6-a81e-022992a2df3c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2013-11-11
Reporting Person: Leonsis Theodore (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-11 | Class A Common Stock | X | 150000.0000 | $0.0467 | Acquired | 943546.0000 | Direct |
| 2013-11-11 | Class A Common Stock | S | 50000.0000 | $9.9100 | Disposed | 893546.0000 | Direct |
| 2013-11-12 | Class A Common Stock | S | 50000.0000 | $10.1600 | Disposed | 843546.0000 | Direct |
| 2013-11-13 | Class A Common Stock | S | 50000.0000 | $10.2800 | Disposed | 793546.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-11 | Stock Option (Right to Buy) | $0.0467 | X | 150000.0000 | Disposed | 2019-06-11 | Class A Common Stock (150000.0000) | Direct |
Footnotes
F1: Reflects the exercise of options in connection with transactions effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 11, 2013. The price per share for such transactions ranged from $9.77 to $10.10. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. The transactions on this line item were previously reported by the Reporting Person on a Form 4 filed on November 13, 2013.
F3: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 12, 2013. The price per share for such transactions ranged from $9.91 to $10.35. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. The transactions on this line item were previously reported by the Reporting Person on a Form 4 filed on November 13, 2013.
F4: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 13, 2013. The price per share for such transactions ranged from $10.12 to $10.39. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. The transactions on this line item were previously reported by the Reporting Person on a Form 4 filed on November 13, 2013.
F5: The options reported on this line vested in three equal installments on June 11, 2009, June 11, 2010 and June 11, 2011.