AI assistant
Groupon, Inc. — Director's Dealing 2012
Dec 3, 2012
32275_dirs_2012-12-03_2aa80f7c-a6d4-480d-bef5-6bfb6cebf34b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Groupon, Inc. (GRPN)
CIK: 0001490281
Period of Report: 2012-11-30
Reporting Person: Totty Brian (SVP- Engineering & Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Class A Common Stock | M | 10960 | — | Acquired | 684023 | Direct |
| 2012-11-30 | Class A Common Stock | F | 5117 | $4.145 | Disposed | 678906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Restricted Stock Units | $ | M | 10960 | Disposed | Class A Common Stock (10960) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (320000) | 320000 | Direct |
Footnotes
F1: Each restricted stock unit on this line represents a contingent right to receive one share of Class A Common Stock.
F2: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F3: In November 2010, Mr. Totty received an award of 394,560 restricted stock units, which vest in equal increments over thirty-six months beginning on December 31, 2010, subject to his continued employment with the Company through each vesting date.
F4: In March 2012, Mr. Totty received an award of 320,000 restricted stock units, which vest in equal increments over sixteen quarters beginning on March 14, 2014, subject to his continued employment with the Company through each vesting date.