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GRIFFON CORP — Director's Dealing 2022
Nov 17, 2022
31259_dirs_2022-11-17_f0cb38b3-ae21-4328-85fc-af2f2288db5f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: GRIFFON CORP (GFF)
CIK: 0000050725
Period of Report: 2021-11-15
Reporting Person: Kaplan Seth L. (Sr VP, Gen. Counsel and Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | A | 25206 | — | Acquired | 222241 | Direct |
Footnotes
F1: Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2021, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2023.
F2: On November 17, 2021, the reporting person filed a Form 4 which inadvertently reported the number of shares acquired (as a result of the certification that certain financial performance criteria related to a grant of restricted shares was achieved) as 45,230. As reported in this amendment, the actual number of shares acquired was 25,206.